Prosperity Financial Planning
Compliance Activity Calendar
Recurring compliance activities expanded across a 24-month horizon, generated from each activity's schedule. 140 scheduled occurrences over 24 months. Assigned to Compliance Team - Greenboard Admins.
July 2026
6 activities
Sun
Mon
Tue
Wed
Thu
Fri
Sat
1
Trade Blotter Activity Review
2
3
4
5
6
7
8
Review Firm Financial Condition
9
Advertising Review
10
Client Books & Records Review
11
12
13
14
Client Billing Activity Review
15
16
17
18
19
20
Quarterly Access Person Reporting & Certification
21
22
23
24
25
26
27
28
29
30
31